Here are the past week’s posts from my Compliance Building blog on compliance and business ethics: —- Compliance Bits and Pieces for February 19 February 19, 2010 Here are some interesting compliance related stories from the past two weeks. (I reserved last week for my blogoversary.) Details Emerge on SEC Office of Market Intelligence by [...]
Here is a collection of posts from my professional blog: Compliance Building. Compliance Bits and Pieces for January 29 January 29, 2010 Here are some interesting stories from the past week: French Supreme Court Limits the Scope of the Whistleblowing Process by Cecile Martin in the Privacy law Blog For the first time the French [...]
Here are my posts on Compliance Building this week. House Passes Far-Reaching Bill Tightening Financial Rules Today, the House passed the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173 ), a week after it was introduced. It looks it is a mashup of other bills that were being tossed around in the [...]
Here is a list of my recent Compliance Building posts: Happy Thanksgiving That means an extra long weekend for me. Engage with Grace With the Thanksgiving holiday this weekend, I’m turning the blog over to public service. Real Estate and OFAC Compliance The tale of 650 Fifth Avenue is one that should be closely watched [...]
Here is a list of posts from my Compliance Building blog on compliance and business ethics for the week: Waiving the Attorney-Client Privilege By Seeking Tax Advice Madoff Goes From His Penthouse to the Big House Seven Questions to Ask to Optimize Your Compliance Programs Conducting C-Suite Investigations Investor Relations 2.0 Connecticut Hedge Fund Regulation [...]