By Doug on February 20, 2010
Here are the past week’s posts from my Compliance Building blog on compliance and business ethics:
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Compliance Bits and Pieces for February 19
February 19, 2010
Here are some interesting compliance related stories from the past two weeks. (I reserved last week for my blogoversary.) Details Emerge on SEC Office of Market Intelligence by Bruce Carton in Compliance [...]
Posted in Compliance Building, Publish To KM Space
By Doug on January 30, 2010
Here is a collection of posts from my professional blog: Compliance Building.
Compliance Bits and Pieces for January 29
January 29, 2010
Here are some interesting stories from the past week: French Supreme Court Limits the Scope of the Whistleblowing Process by Cecile Martin in the Privacy law Blog For the first time the French Supreme Court addressed [...]
Posted in Compliance Building, Publish To KM Space
By Doug on December 12, 2009
Here are my posts on Compliance Building this week.
House Passes Far-Reaching Bill Tightening Financial Rules
Today, the House passed the Wall Street Reform and Consumer Protection Act of 2009 (H.R. 4173 ), a week after it was introduced. It looks it is a mashup of other bills that were being tossed around in the House to [...]
Posted in Compliance Building
By Doug on November 28, 2009
Here is a list of my recent Compliance Building posts:
Happy Thanksgiving
That means an extra long weekend for me.
Engage with Grace
With the Thanksgiving holiday this weekend, I’m turning the blog over to public service.
Real Estate and OFAC Compliance
The tale of 650 Fifth Avenue is one that should be closely watched by compliance professionals dealing with real [...]
Posted in Compliance Building
By Doug on March 13, 2009
Here is a list of posts from my Compliance Building blog on compliance and business ethics for the week:
Waiving the Attorney-Client Privilege By Seeking Tax Advice
Madoff Goes From His Penthouse to the Big House
Seven Questions to Ask to Optimize Your Compliance Programs
Conducting C-Suite Investigations
Investor Relations 2.0
Connecticut Hedge Fund Regulation
The Subprime Boomerang: After the Writedowns Comes [...]
Posted in Compliance Building
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